-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NjgBxyCT56dsgSA7gyVcOwAztc72bs3fXoLsPm+9dD2W9A5eeSZg/RPu1kqZUItU akc6ruTUSsIyT+0l2S3tiw== 0000950005-97-000151.txt : 19970222 0000950005-97-000151.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950005-97-000151 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARBOR SOFTWARE CORP CENTRAL INDEX KEY: 0001001113 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770277772 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-46201 FILM NUMBER: 97528529 BUSINESS ADDRESS: STREET 1: 1325 CHESAPEAKE TERRACE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087275800 MAIL ADDRESS: STREET 1: 1325 CHESAPEAKE TERRACE CITY: SUNNYVALE STATE: CA ZIP: 94089 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SEQUOIA CAPITAL V ET AL CENTRAL INDEX KEY: 0000900353 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 943095978 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD 4-280 CITY: MENCOPARK STATE: CA ZIP: 94502 BUSINESS PHONE: 4158543927 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD 4-820 CITY: MENLCO PARK STATE: CA ZIP: 94025 SC 13G/A 1 SC 13G/A SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Arbor Software Corporation -------------------------- (Name of Issuer) Common ------ (Title of Class of Securities) 038918108 --------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes) Page 1 of 10 Pages
- ----------------------------------------------------- ----------------------------------------- CUSIP No. 038918108 13G Page 2 of 10 Pages - ----------------------------------------------------- ----------------------------------------- - ------------- --------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS SEQUOIA CAPITAL V 94-309 5978 - ------------- --------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) x - ------------- --------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- --------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - ---------------------------- ------- ---------------------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH Originally filed 2/95 Amendment 2/96 REPORTING PERSON WITH -0- -0- ------- ---------------------------------------------------------------------------------------------- 6 SHARED VOTING POWER Originally filed 2/95 Amendment 2/96 1,926,617 0 ------- ---------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER Originally filed 2/95 Amendment 2/96 -0- -0- ------- ---------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER Originally filed 2/95 Amendment 2/96 1,926,617 0 - ---------------------------- ------- ---------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Originally filed 2/95 Amendment 2/96 1,926,617 -0- - ------------- --------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------- --------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Originally filed 2/95 Amendment 2/96 17.8% -0- - ------------- --------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------- ---------------------------------------------------------------------------------------------------------------------
Page 2 of 10 Pages
- ----------------------------------------------------- ----------------------------------------- CUSIP No. 038918108 13G Page 3 of 10 Pages - ----------------------------------------------------- ----------------------------------------- - ------------- --------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS SEQUOIA PARTNERS (FR) 94-3096657 - ------------- --------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) x - ------------- --------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- --------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - ------------------------------- ----------- ----- --------------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY 5 SOLE VOTING POWER OWNED BY EACH REPORTING Originally filed 2/95 Amendment 2/96 PERSON WITH -0- -0- ----- --------------------------------------------------------------------------------- 6 SHARED VOTING POWER Originally filed 2/95 Amendment 2/96 1,926,617 0 ----- --------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER Originally filed 2/95 Amendment 2/96 -0- -0- ----- --------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER Originally filed 2/95 Amendment 2/96 1,926,617 0 - ------------------------------- ----------- ----- --------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Originally filed 2/95 Amendment 2/96 1,926,617 -0- - ------------- --------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------- --------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Originally filed 2/95 Amendment 2/96 17.8% -0- - ------------- --------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------- ---------------------------------------------------------------------------------------------------------------------
Page 3 of 10 Pages
- ----------------------------------------------------- ----------------------------------------- CUSIP No.038918108 13G Page 4 of 10 Pages - ----------------------------------------------------- ----------------------------------------- - ------------- --------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS SEQUOIA TECHNOLOGY PARTNERS V 94-3095977 - ------------- --------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) x - ------------- --------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- --------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - ---------------------------- ------- ---------------------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH Originally filed 2/95 Amendment 2/96 REPORTING PERSON WITH -0- -0- ------- ---------------------------------------------------------------------------------------------- 6 SHARED VOTING POWER Originally filed 2/95 Amendment 2/96 119,750 -0- ------- ---------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER Originally filed 2/95 Amendment 2/96 -0- -0- ------- ---------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER Originally filed 2/95 Amendment 2/96 119,750 -0- - ---------------------------- ------- ---------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Originally filed 2/95 Amendment 2/96 119,750 -0- - ------------- --------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------- --------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Originally filed 2/95 Amendment 2/96 1% -0- - ------------- --------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------- ---------------------------------------------------------------------------------------------------------------------
Page 4 of 10 Pages
- ----------------------------------------------------- ----------------------------------------- CUSIP No. 038918108 13G Page 5 of 10 Pages - ----------------------------------------------------- ----------------------------------------- - ------------- --------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS SEQUOIA XXI 95-4286976 - ------------- --------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) x - ------------- --------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- --------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - ---------------------------- ----------- ----- ------------------------------------------------------------------------------------ NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH Originally filed 2/95 Amendment 2/96 REPORTING PERSON WITH -0- -0- ----- ------------------------------------------------------------------------------------ 6 SHARED VOTING POWER Originally filed 2/95 Amendment 2/96 74,400 -0- ----- ------------------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER Originally filed 2/95 Amendment 2/96 -0- -0- ----- ------------------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER Originally filed 2/95 Amendment 2/96 74,400 -0- - ---------------------------- ----------- ----- ------------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Originally filed 2/95 Amendment 2/96 74,400 -0- - ------------- --------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------- --------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Originally filed 2/95 Amendment 2/96 Less than 1% -0- - ------------- --------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------- ---------------------------------------------------------------------------------------------------------------------
Page 5 of 10 Pages
- ----------------------------------------------------- ----------------------------------------- CUSIP No. -38918108 13G Page 6 of 10 Pages - ----------------------------------------------------- ----------------------------------------- - ------------- --------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS SEQUOIA XXIII 95-4400009 - ------------- --------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) x - ------------- --------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- --------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - ---------------------------- ----------- ----- ------------------------------------------------------------------------------------ NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH Originally filed 2/95 Amendment 2/96 REPORTING PERSON WITH -0- -0- ----- ------------------------------------------------------------------------------------ 6 SHARED VOTING POWER Originally filed 2/95 Amendment 2/96 10,864 -0- ----- ------------------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER Originally filed 2/95 Amendment 2/96 -0- -0- ----- ------------------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER Originally filed 2/95 Amendment 2/96 10,864 -0- - ---------------------------- ----------- ----- ------------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Originally filed 2/95 Amendment 2/96 10,864 -0- - ------------- --------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------- --------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Originally filed 2/95 Amendment 2/96 Less than 1% -0- - ------------- --------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------- ---------------------------------------------------------------------------------------------------------------------
Page 6 of 10 Pages Item 1. (a) Name of Issuer: Arbor Software Corporation . (b) Address of Issuer's Principal Executive Offices: 1325 Chesapeake Terrace Sunnyvale, CA 94089 Item 2. (a) Name of Persons Filing: Sequoia Capital V ("SC V") Sequoia Partners (FR) ("SP(FR)") Sequoia Technology Partners V Sequoia XXI Sequoia XXIII SP(FR) is the General Partner of SC V. (b) Address of Principal Business Office or, if None, Residence: 3000 Sand Hill Road Building 4, Suite 280 Menlo Park, CA 94025 (c) Citizenship: SC V, SP(FR), STP V, Sequoia XXII, Sequoia XXIII: California (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 038918108 Item 3. If this statement is filed pursuant to Rules 13d-1(b),or 13d-2(b), check whether the person filing is a: Not applicable Item 4. Ownership See Rows 5 through 11 of cover pages Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following X. Instruction. Dissolution of a group requires a response to this item. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable Page 7 of 10 Pages Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company Not applicable Item 8. Identification and Classification of Members of the Group Not applicable Item 9. Notice of Dissolution of Group Not applicable Item 10. Certification [The following certification shall be included if the statement is filed pursuant to Rule 13d-1(b):] By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect.] [EXHIBITS] [A: Joint Filing Statement] Page 8 of 10 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 4, 1997 SEQUOIA CAPITAL V By its General Partner, Sequoia Partners (FR) - -------------------------------- Pierre Lamond, General Partner - -------------------------------- Donald T. Valentine, General Partner - -------------------------------- Thomas F. Stephenson, General Partner - -------------------------------- Gordon Russell, General Partner - -------------------------------- Michael Moritz, General Partner Page 9 of 10 Pages EXHIBIT A JOINT FILING STATEMENT Pursuant to Rule 13d-1(f)(1), we, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of each of us. Date: , 1997 SEQUOIA CAPITAL V SEQUOIA TECHNOLOGY PARTNERS V By its General Partner, Sequoia Partners (FR) - -------------------------------- -------------------------------- Pierre Lamond, General Partner Pierre Lamond, General Partner - -------------------------------- Pierre Lamond - -------------------------------- Donald T. Valentine - -------------------------------- Thomas F. Stephenson - -------------------------------- Gordon Russell - -------------------------------- Michael Moritz Page 10 of 10 Pages -----END PRIVACY-ENHANCED MESSAGE-----